Park Avenue Presentations

10 Basic Rules for an ERISA Fiduciary

Duration: 90 minutes

Speaker: Anthony A. Dreyspool, Esq.


Webinar Description

An ERISA plan fiduciary is subject to many rules and regulations that are complex and carry heavy penalties for noncompliance. Join experienced ERISA fiduciary lawyer Anthony A. Dreyspool as he discusses the 10 basic rules that must be observed by a plan fiduciary, including knowing whether a person or an entity is a fiduciary, how ERISA expects a fiduciary to act and what happens if he or she fails to meet applicable legal standards. This presentation will give you a thorough review of how ERISA and the US Department of Labor (DOL) regulate plan fiduciary conduct.


You will be the first to know what the DOL will propose in its long awaited regulation that will change and broaden the definition of who is an ERISA fiduciary. In the event that the DOL has not issued this proposal by the time of this webinar, Mr. Dreyspool will promptly send each registrant a summary of the regulation as soon as it becomes available. Mr. Dreyspool will also review the holdings of recent ground breaking legal decisions that directly affect a plan fiduciary’s risk of personal liability.





Continuing HRCI Credit Information

This program has been pre-approved for 1.5 hours of General recertification credit hours through the HR Certification Institute. Use of the seal is not an endorsement by the HR Certification Institute of the quality of the program. It means that this program has met the HR Certification Institute's criteria to be pre-approved for recertification credit.


Continuing Legal Education Credit Information

This webinar has been approved in the following states for continuing legal education credit by  The Marino Legal Academy:

California: 1.5 credit hours

The Marino Institute for Continuing Legal Education is a State Bar of California approved MCLE sponsor and this course qualifies for 1.5 credit hours of participatory CLE credit.

New Jersey: 1.5 credit hours

This webinar has been approved by the Board on Continuing Legal Education of the Supreme Court of New Jersey for 1.5 CLE credit hours.

New York: 1.5 areas of professional practice credit hours

This course has been approved in accordance with the requirements of the New York Continuing Legal Education Board for veteran attorneys for 1.5 credit hours, of which 1.50 credit hours may be applied toward the Areas of Professional Practice.

Pennsylvania: 1.5 credit hours

This Distance Learning program has been approved by the Pennsylvania Continuing Legal Education Board for 1.5 hours of substantive law, practice and procedure CLE credit.


To receive CLE credit for this webinar in those states, please request such credit by writing  Your request will be forwarded to The Marino Legal Academy for processing.


CLE credit for this webinar may also be awarded in a number of other jurisdictions. For more information, please contact a Marino Legal Academy legal education consultant at (212) 249-3779,x104.



This event will be presented live with a PowerPoint presentation to be viewed on your computer. You may listen to the audio of the webinar by telephone or through your computer. The PowerPoint slides will be provided shortly before the event. Once you register, you will receive an email which is your receipt and which includes your instructions for dialing in and logging on. You will also receive an email reminder 24 hours before the webinar.